ALERT

COVID-19

Our thoughts are with everyone during these unusual times, and we assure you that we are working to make certain your needs are met without interruption. While we do not envision any interruptions in service and have taken steps to make this a reality, we do ask for your patience in the event you experience an unforeseen delay. If you are unable to reach your financial representative, you may contact ProEquities client services at 1-800-288-3035 or email at clientservices@proequities.com. We appreciate your patience and are committed to serving you.

Privacy Contact Form

I understand that ProEquities may disclose my name, address, telephone number, email address, and the account title of the accounts serviced by my advisor to a third party brokerage or investment advisory firm, as allowed under federal and certain state laws, if my advisor moves to a third party brokerage or investment advisory firm.  Furthermore, I instruct ProEquities to either limit or allow the sharing of any additional personal information, including but not limited to date of birth and social security number, by selecting the appropriate election below and returning this form to ProEquities.

Opting Out

By selecting the box “Initial Opt-Out,” I instruct ProEquities to limit the personal information that my financial advisor may disclose or take if he or she chooses to affiliate with another brokerage or investment advisory firm and terminates the relationship with ProEquities.

Opting In

By selecting the box “Initial Opt-In,” I instruct ProEquities to allow my financial advisor to disclose or take my personal information if he or she chooses to affiliate with another brokerage or investment advisory firm and terminates the relationship with ProEquities.

For accounts held jointly by two or more persons, the privacy choices made by any account holder apply to all joint holders with respect to the account.  I understand that I may revoke my initial election at any time by completing a new form and checking the appropriate box.

For your election to be effective, you must complete ALL of the information below and check one box:

ProEquities background check by Broker Check - FINRA