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Our thoughts are with everyone during these unusual times, and we assure you that we are working to make certain your needs are met without interruption. While we do not envision any interruptions in service and have taken steps to make this a reality, we do ask for your patience in the event you experience an unforeseen delay. If you are unable to reach your financial representative, you may contact ProEquities client services at 1-800-288-3035 or email at We appreciate your patience and are committed to serving you.

IBDs Can Protect Good Advisers From Bad Recruits

Posted on November 09, 2017

Great insights by Steve Youhn, our chief compliance officer, in InvestmentNews about the risks posed by unvetted recruits as consolidation heats up. 

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