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ALERT

COVID-19

Our thoughts are with everyone during these unusual times, and we assure you that we are working to make certain your needs are met without interruption. While we do not envision any interruptions in service and have taken steps to make this a reality, we do ask for your patience in the event you experience an unforeseen delay. If you are unable to reach your financial representative, you may contact ProEquities client services at 1-800-288-3035 or email at clientservices@proequities.com. We appreciate your patience and are committed to serving you.

Online Privacy Policy


  1. Introduction
    ProEquities, Inc. (ProEquities) distributes a variety of financial products and services to you through its network of independent registered representatives, investment adviser representatives, and insurance agents. This Online Privacy Policy identifies the ways ProEquities and its affiliates collect, store, use, disclose, and protect your personal data. Personal data, also known as personal information, personally identifiable information (PII), or sensitive personal information (SPI), is any information that can identify a person. You agree to the practices regarding your personal data outlined in this policy when you use ProEquities’ online services (www.ProEquities.com).
  2. Data We Collect About You
    We may collect data when you use ProEquities’ online services, including some types of personal data. Examples of personal data include your name, address, email address, telephone number, social security number, and internet protocol (IP) address and/or domain, as well as other data you may provide us related to a financial product or service; these include, but are not limited to, investment preferences, demographic information, or financial information. We may also receive your contact information from a third-party website regarding requests about financial products and services on that website. We may collect and maintain information about your account, account activity, products requested, and usage of our website and applications.
  3. Use/Sharing of Your Personal Data
    We will use your personal data to provide information, products, or services you request; to verify your identity when accessing these services; to compare information for accuracy and verify our records; or to detect and prevent fraud or other criminal activities. We may share some of your personal data with other entities that perform services for ProEquities and are authorized to use your personal data to support our business operations.
  4. Storage/Protection of Your Personal Data
    To protect the privacy and security of personal data, we have designed and maintain administrative, technical, physical, and operational safeguards. Given the open nature of the internet, however, your personal data may be transmitted without security measures over networks connecting you to ProEquities’ systems and may be accessed and used by parties other than those for whom the data is intended. To safeguard against unauthorized access, ProEquities employs secure network architectures, such as
    encryption techniques, firewall barriers, authentication protocols, and intrusion detection.
  5. Cookies
    Cookies are pieces of information stored directly on the computer that you are using. Cookies allow us to collect information such as browser type, time spent on our websites, pages visited, language preferences, and other traffic data. We use the information for security purposes, to facilitate navigation, to display information more effectively, to personalize your experience while using the websites, and to recognize your computer in order to assist your use of the websites. We also gather statistical information about use of the websites in order to continually improve their design and functionality, understand how they are used and assist us with resolving questions regarding them. We may also use cookies or other technologies to track responses to our online advertisements. If you do not want information collected through the use of cookies, there is a simple procedure in most browsers that allows you to automatically decline cookies or be given the choice of declining or accepting the transfer to your computer of a particular cookie (or cookies) from a particular site. You may also wish to refer to http://www.allaboutcookies.org/manage-cookies/. If, however, you do not accept cookies, you may experience some inconvenience in your use of our websites. For example, we may not be able to recognize your computer.
  6. Social Media
    We may provide additional information about ProEquities’ products and services on our social media sites such as Facebook, LinkedIn, and Twitter. Information shared on these social media sites is accessible to all participants; therefore, you should never post any personal data.
  7. Personal Data on Children
    We respect the privacy of children; therefore, we do not invite children to visit ProEquities’ online services nor do we intentionally collect or use personal data from children under the age of 13. For more information on the Children’s Online Privacy Protection Act (COPPA), please visit the Federal Trade Commission website at www.ftc.gov.
  8. Updating/Correcting Your Personal Data
    If your personal data or account information is incomplete, inaccurate, or outdated, please contact your financial advisor or ProEquities at 800.288.3035.
  9. Questions About Your Privacy
    Please email us at ProEquitiesPrivacyNotices@ProEquities.com if you have any questions or concerns regarding this policy.
  10. Updates to This Online Privacy Policy
    This policy is subject to change and should be reviewed periodically. Changes to this policy will go into effect when the revised policy is posted to our websites. You accept the revised policy when you choose to use ProEquities’ online services following these changes.

Effective January 1, 2020

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