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Our thoughts are with everyone during these unusual times, and we assure you that we are working to make certain your needs are met without interruption. While we do not envision any interruptions in service and have taken steps to make this a reality, we do ask for your patience in the event you experience an unforeseen delay. If you are unable to reach your financial representative, you may contact ProEquities client services at 1-800-288-3035 or email at We appreciate your patience and are committed to serving you.

President Perspective

President's Perspective


Welcome to ProEquities.

Thank you for taking time to consider ProEquities, an independent financial services company serving independent financial advisors nationwide. If you are already in the advice and planning business, we know you are very busy running your successful office. Looking at alternative solutions can be a daunting task, and we can help make your transition an easy one.

If you are just entering the business, well, we have plans to take care of you as well.

As you will observe throughout this site, we are committed to you, to this business, and to keeping you informed about our industry, as well as the investments and actions we are taking to help you help your clients be more successful in achieving your shared goals.

For over 30 years, our financial stability and strength have allowed us to provide economies of scale with competitive resources while appreciating that advisors deserve customized solutions to serve their clients. We continue to believe in a uniform standard of care that affords us a great opportunity to build efficiencies and effectiveness in our firm and our advisors’ practices. We are devoted to treating the evolving regulatory environment as an opportunity to thrive where others falter.

We encourage you to look into our firm for those right-fit solutions that will help you grow, become even more efficient, and ultimately benefit you and your clients. In fact, close to 100% of our financial advisors have been with us for 10 years or more.* We certainly do not want that to be a mystery to you.



Chris W. Flint
President & CEO

*Average annual retention rate of 97% for each of the last 10 years for advisors with a minimum GDC of $150k through 4Q19.

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