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COVID-19

Our thoughts are with everyone during these unusual times, and we assure you that we are working to make certain your needs are met without interruption. While we do not envision any interruptions in service and have taken steps to make this a reality, we do ask for your patience in the event you experience an unforeseen delay. If you are unable to reach your financial representative, you may contact ProEquities client services at 1-800-288-3035 or email at clientservices@proequities.com. We appreciate your patience and are committed to serving you.

Advisors Paying More for Compliance

Posted on October 12, 2017

Great Wealth Management magazine coverage, quoting our Chief Compliance Officer Steve Youhn on the burdens of compliance in the financial advice and broker-dealer space.

View article.

ProEquities background check by Broker Check - FINRA