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Our thoughts are with everyone during these unusual times, and we assure you that we are working to make certain your needs are met without interruption. While we do not envision any interruptions in service and have taken steps to make this a reality, we do ask for your patience in the event you experience an unforeseen delay. If you are unable to reach your financial representative, you may contact ProEquities client services at 1-800-288-3035 or email at We appreciate your patience and are committed to serving you.

Protective Securities - Products & Services

Do the Right Thing, Serve People, Build Trust, and Simplify Everything.

Investment Banking Products and Services

  • Corporate Finance
  • Underwriting of Corporate Bonds, Notes, and Debentures
  • Industrial Development Bonds

Municipal Finance

  • Underwriting of Tax-Exempt Bonds, Notes and Warrants
  • General Obligation
  • Tax-Backed
  • Water and Sewer Revenue
  • Public and Private School
  • Colleges and Universities
  • Hospitals and Healthcare Organizations
  • Non-Profit Organizations
  • Underwriting and Remarketing of Variable Rate Securities
  • Financial Advice for Governmental and Non-Profit Organizations
  • Private Placements
  • Advice on Interest Rate Hedging Strategies and Execution


As a Protective Securities client, you can be sure your securities will be expediently marketed to retail and institutional clients — an institutional sales and trading staff of 10 professionals and 700 financial advisors ensures timely, efficient results. Our strong, seasoned sales force measures the market receptiveness of each transaction to effectively and efficiently assure quality outcomes.

Helping You Support Your Clients

We know you work hard and move quickly, building strategic relationships, networking, and meeting with clients. The luxury of having time each day to research, analyze, and turn data into value-added knowledge is not always available, and Protective Securities helps solve that problem. 

We use our resources to define trends, understand volumes and market sentiment, and identify value in the fixed income markets. Based on the skills and expertise of our specialists, we help advisors analyze and explore opportunities within your clients’ portfolios. 

Advisor Support Products and Services 

  • Customized Bond Ladders
  • One-on-One Training 
  • Portfolio Analysis
  • Research-Driven Recommendations


Birmingham, AL | Atlanta, GA | Seattle, WA

Realizing Portfolio Stability

We serve a broad customer base — from Tier One Institutions to the family investment account. Our strength is in the relationships we build across the industry and with our clients. To us, it is imperative to focus both on the business and the way the business is done, always mindful of our commitment to the highest ethical standards.

Trading Products and Services

  • Asset-Backed Securities
  • Certificates of Deposit (CDs)
  • Competitive Underwriting of Tax-Exempt Bonds
  • Corporate Bonds
  • Direct US Government and Agency Bonds
  • Inflation Protection Products
  • Mortgage-Backed Securities / CMOs
  • Municipal Bonds
  • Structured Investments
ProEquities background check by Broker Check - FINRA