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ProEquities is the Right Move

Working with the right broker/dealer can be the difference between a good career and a great career. ProEquities is a full-service broker/dealer registered in 50 states — helping advisors grow their businesses successfully since 1985, quietly setting the standards for those seeking partnership while retaining all the advantages of remaining independent.

If you’re ready to take your practice to the next level, it’s time to consider a partner who’s truly committed to your success.

 

These words mean something to the ProEquities team. So much so that we don’t really feel that we’re asking you to join us. Instead, we’re asking for the opportunity to join you. Together we can build the business of your dreams.

Forming a True Partnership

In many ways, advisors don’t join ProEquities, we join the Advisor. Our relationships with advisors are lasting and rewarding, and that means a lot to us. That’s why we do not put policies in place that aren’t in your best interest…

  • No quotas on securities or insurance products (other than minimum production standards)
  • No pricing distinctions and offer no special inducements between like products and services

Teamwork Works

We believe in cultivating a culture wherein the sum of the parts is always greater than the whole.

  • We live and work by a shared vision.
  • We create with the advisor’s input.
  • We modify with the advisor’s advice.

Accessible From Top to Bottom

Our success is rooted in the simple idea that service is in everyone’s job description.

  • Our team is always professional, engaging, and polite.
  • We treat people the way we wish to be treated.
  • We’re joyful in serving others.
  • Our President thinks in terms of people, not production levels.


 Learn Your Way

  • “Getting Started” Forums – hands-on experience with technology, processing business, and compliance
  • Niche Market Workshops – including Investment Advisory Platforms, Direct Participation Products, and High Net Worth Strategies
  • National Road Shows – where education and training come to you
  • Business and Lifestyle Management Conferences
  • National Business Builders – conference (production-based expense reimbursements) allowing peer and product sponsor networking along with advisor recommended presentations
  • Equity Leaders Conference – a recognition awards conference spotlighting our top 100 advisors and their spouses on all expense paid trips to premier locations throughout the United States and Canada
  • An extensive digital library featuring Webinars on a wide variety of topics

Responsive Back Office Operations

  • Dedicated response group for questions and answers
  • Alert, knowledgeable “pro-business” legal and compliance division who always look for a way to say, “Yes”
  • Active OSJ system for effective business guidance and processing

     

Maximize Efficiency with Integrated Systems

Tired of manually populating repetitive fields? Our integrated systems allow us to populate repetitious data fields automatically.

Faster Order Execution with Paperless Advisor Offices

Offices interested in going paperless can experience order execution that’s faster than ever.

24/7 Advisor Portal

Commissions, bulletins, training, contact information, and more reside in one consolidated location…24 hours a day, seven days a week.




ProEquities offers the products you need to meet all of your clients’ needs and manage all of their assets effectively while mitigating risk...

  • Fixed Income Trading Desk
  • 15 Direct Investment Distributors
  • Bond Central
  • Equity Trading Desk
  • 5,000 Plus Mutual Funds
  • 30 Plus Variable Annuity Distributors
  • Multiple Product and Services Pricing Models
  • Investment Banking Division
  • Financial Planning Systems
  • Comprehensive Securities Statements
  • Investment Advisory Platforms
  • Registered Investment Advisory Services
  • Performance Reporting
  • Cash Management Program
  • Independent Fundamental and Technical Research

Financial planners, insurance agents, stockbrokers, CPAs, attorneys, or bankers

ProEquities has in-house experts who can help you address the unique challenges of your particular market.

  • CPA Advisory Services
  • Financial Institution models for banks or credit unions