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FINRA BrokerCheck 

FINRA requires us to provide you the following information concerning FINRA’s BrokerCheck: 

  • the FINRA BrokerCheck Hotline number is 800-289-9999, and 
  • the FINRA Web Site address is www.FINRA.org.

    An investor brochure that includes information describing FINRA's BrokerCheck may be obtained from FINRA.